Cari Hopfensperger

Chief Compliance Officer

Cari has worked with Towle & Co. since 2018. Most recently, she also served as a director and outsourced CCO for ACA Group. Cari is an experienced financial service professional, compliance consultant and outsourced CCO to investment advisor clients, including wealth managers and institutional asset managers to separate accounts, and private and registered funds. With over 25 years of experience in compliance, operations, and client service, she develops and administers effective compliance programs and works to solve complex regulatory issues.

Prior to joining ACA, Cari was a senior director for Foreside Financial Group and managing director with Hardin Compliance Consulting. Additionally, she previously was CCO for a SEC registered investment adviser and held other IA compliance and operational leadership roles, including head of operations and fund services.

Cari received a BA in English from the University of Wisconsin-Madison and an MBA from Keller Graduate School of Management, Schaumberg, Illinois.